About Us

Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.

About the Role

The Analyst will be a member of the Code of Ethics team, which is part of Wellington Management’s Legal, Compliance, and Risk group, which is responsible to administration of the Firm’s Code of Ethics Policy the Firm’s Code of Ethics Policy is the policy that relates to ethical conduct, and addresses certain areas of conflict of interest, including personal investing, receipt of gifts and entertainment, and outside activities. The Code of Ethics team is also responsible for monitoring compliance with the firm’s Policy and Procedures Regarding Political Contributions.

Responsibilities

• Responding to questions from employee regarding the Firm’s Code of Ethics Policies/Program

• Supporting process, system and data dependent elements of the Code of Ethics program

• Collaborating with EMEA and APAC compliance colleagues, Operational Risk, and Internal Audit to drive coordinated outcomes in the above areas

• Support other key Legal, Compliance and Risk Group initiatives

• Developing and conducting regulatory training to the business in the areas described above

• Responding to regulatory inquiries or examinations in these areas, as appropriate

• Serving as a point of escalation for our offshore colleagues

• Create and maintain operational procedures

• Support Section 16 filing requirements

Qualifications

• Undergraduate degree, preferably in finance, business or other relevant field; MBA, Masters, or a professional designation (e.g., CFA) is a plus

• Minimum 3-5 years of experience with compliance, operational or business controls for an investment advisor

• Excellent organizational skills with the ability to prioritize, exercise strong business judgment and work under pressure

• Ability to influence outcomes through collaboration and well-defined advice to the business

• Enthusiasm for finding and using technology to solve problems

• Strong analytical problem solving skills

• Global mindset

• Ability to synthesize, condense and convey regulatory and policy information to key stakeholders in clear and simple terms

• Proficiency in business intelligence tools (e.g., Power BI) for data analysis and visualization and experience with Power Automate, Alteryx, or other process automation tool considered beneficial

Not sure you meet 100% of our qualifications? That’s ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.

As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMWTalentOperations@wellington.com.

At Wellington Management, our approach to compensation is designed to help us attract, inspire and retain the best talent in our industry. We strive to pay employees fairly and competitively across all levels and roles. Our approach to compensation considers all aspects of total compensation; all employees are eligible to receive salary, variable compensation, and benefits. The base salary range for this position is:

This range takes into account the wide range of factors that are considered when making compensation decisions, including but not limited to skill sets; role; skills and experience; certifications; and education. This range is an estimate, and further details on salary and total compensation aspects will be shared with candidates during the recruitment process.

Base salary is only one component of Wellington’s total compensation approach. Other rewards may include a discretionary Corporate Bonus and/ or Incentives, if eligible. In addition, we offer a comprehensive and high value benefit package to meet the unique needs of our employees and their families, and we are committed to fostering a flexible work environment that enables employees to thrive personally and professionally. Examples of our benefits include retirement plan, health and wellbeing, dental, vision, and pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, tuition/CFA reimbursement and paid time off (leave of absence, paid holidays, volunteer, sick and vacation time)